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Tom Balogh

Executive Director, Consulting

Tom is highly experienced in the areas of risk, compliance and financial crime and has worked in regulation for more than 20 years, in both the financial services and communications sectors.

Tom has worked extensively with a range of clients, including financial services, large corporates and FinTechs, to transform their non-financial risk and compliance functions. His areas of focus include risk management and control frameworks; including with respect to operational risks, conduct risks, compliance and financial crime.

Prior to joining Consulting in 2019, Tom was a Director in EY’s risk advisory business, where he worked for eight years in both London and New York. He also spent 5 years at the FCA, as a supervisor and in the CEO’s office during the 2007-08 financial crisis, and 4 years at a UK communications regulator.

Disclaimer
A&O Shearman was formed on May 1, 2024 by the combination of Shearman & Sterling LLP and Allen & Overy LLP and their respective affiliates (the legacy firms). Any matters referred to above may include matters undertaken by one or more of the legacy firms rather than A&O Shearman.