Tien is a risk and compliance specialist with broad experience in advising financial services and corporate clients on matters relating to regulatory change, risk management and compliance programs, and complex remediation/transformation work.
His experience at Consulting by A&O Shearman includes acting on independent expert reviews for APRA and ASIC enforceable undertakings, advising on the design and implementation of an end-to-end conduct risk program for a Big 4 Australian bank to address findings from the Hayne Royal Commission, and using regulatory technology to build regulatory obligation registers for global banks.
Qualifications
Academic
Juris Doctor, University of Sydney, 2016
Bachelor of Science / Bachelor of Biomedical Science, Monash University, 2013
Languages
English, Vietnamese
Disclaimer
A&O Shearman was formed on May 1, 2024 by the combination of Shearman & Sterling LLP and Allen & Overy LLP and their respective affiliates (the legacy firms). Any matters referred to above may include matters undertaken by one or more of the legacy firms rather than A&O Shearman.