He is experienced in regulatory conduct and compliance risk, particularly in the context of Banking and Capital Markets. He has a legal and regulatory background and has worked across several global financial institutions.
Prior to joining A&O Consulting in 2021, Ricki was a manager in EY’s risk advisory business in the UK and APAC and led several regulatory assessments across various topics including Brexit, FCA Senior Management Arrangements, Systems and Controls, Market Surveillance, as well as governance risk and control. Ricki has also spent time at Barclays and Santander where he developed first and second line compliance and delivered enterprise-wide regulatory change programmes securing business support, managing teams and senior stakeholders including MD, C-Suite level and regulators.